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TUTORIAL ON CLASSIFICATION NUMBERS OF VARIOUS ALLOY FAMILIES
David C. Silverman
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Table of Contents
Carbon and Low Alloy Steels
Wrought steels can be classified on the basis of composition, finishing methods
(e.g. hot rolled or cold rolled), or product form (bar, plate, etc.).
The most widely used system designed for designating carbon and alloy
steels is that of the American Iron and Steel Institute (AISI) and the
Society of Automotive Engineers (SAE). They identify the various materials
by composition. The two systems, while being separate, are nearly identical
and rarely is a distinction made between the two. The differences have to do
with eligibility in terms of tonnage and usage. Cross referencing to other classification
systems can be difficult and the reader is referred to
"Properties and Selection: Iron, Steels, and High Performace Alloys", ASM Handbook, Volume 1.
Many of the compositions can be made into different forms (bar, sheet, rod, etc.).
The specification of these forms is usually governed by other standards such as
those developed by ASTM (American Society for Testing and Materials) or by the
military (military specification identified as MIL-XXXX). Thus, an ASTM specification
for mechanical tubing, ASTM A519 for example, can encompass a number of compositions
(SAE or AISI grades). The compositions or tolerances (ranges) may be more restricted
than those implied by the SAE/AISI numbers for the alloys included in those standards.
The SAE/AISI designation system specifies each steel by four digits (1XXX to 9XXX).
Each of these numbers may have letters associated with it. The numbers specify the
constituent ranges in weight percents. Letters preceding the four digits show the
steel-making method if A, B, C, D, or E. If a letter is omitted, the production
method is the open hearth method. If the letter "M" precedes the number, the alloy
is "merchant" quality. This quality is the least restrictive descriptor and steel
barstock of this quality is usually used in the production of non-critical parts of
bridges, buildings, ships, etc. If the letter H follows the numbers, the alloy is hardened.
An "L" in the center of the number means that the alloy contains lead (e.g. 12L14
is alloy 1214 with about 0.25 wt% lead). The addition of lead makes the alloy much easier
to machine. Likewise a "B" in the center means that the alloy contains boron and a "BV"
in the center means the alloy contains boron and vanadium.
Nickel, chromium, and molybdenum are added usually in small amounts (<5 wt%)
to enhance mechanical properties, fabrication characteristics, retention of
strength at high temperature, or some other attribute. Their addition transforms
the class of carbon steel into low alloy steel. In general, alloying elements
that increase hardenability tend to decrease machinability. For example, addition
of nickel and silicon (said to strengthen ferrite) can decrease machinability
more than equivalent amounts of carbide forming elements such as chromium and
molybdenum. Addition of sulfur can overcome some deficiencies in machinability.
These alloying elements can have some effect on corrosion in some environments.
Very often, one encounters a machinability rating for steels and other alloys tabulated
as percent machinability. This rating was developed for turning operations a number of
years ago. The reference steel was grade B1112/1212, a resulfurized and rephosphorized
carbon steel in the as-rolled, cold drawn condition. It was given a rating of 100%
for a 1 hour cutting tool life at 50 meters/min or 165 surface feet/min using a
high-speed steel tool. All of the other alloys have a cutting speed below or above
that speed to provide for a one hour tool life for the same cutting tool. These
ratings probably cannot be duplicated today because of advances in steel-making
and processing technology. They may not apply to higher speed machining, the
type expected to be encountered with newer machines. Differences in heat treating
would affect the rating. The index does provide a qualitative ranking.
Carbon Content
Carbon has the dominant effect on the machinability of carbon steels because this
element determines the ability of the alloy to be heat treated and governs strength,
hardness, and ductility (ultimate tensile strength, yield strength, and maximum elongation)
that can be achieved. As a general rule, increasing carbon content increases its strength
and the power consumption required for metal removal operations. The second two numbers
in the specification (YY in XXYY) signify the nominal amount of carbon as 0.YY wt%.
This meaning of the third and fourth digits pertains to all of the alloys specified
by the AISI/SAE specification. Low carbon steels, those with 0.15 wt% or less carbon
(SAE XXYY, YY≤15), are low in strength especially in the annealed condition and
machine poorly because they are soft. They can become gummy and adhere to tools.
Work hardening can improve machinability of these alloys. Steels in the 0.15 wt%
to 0.30 wt% range (XXYY, 15≤YY≤30) are usually machined satisfactorily in the
as-rolled, as-forged condition. The medium carbon grades (XXYY, 30≤YY≤55) tend
to machine best if an annealing treatment is done to create the correct microstructure
(mixture of pearlite and spherodite) that limits hardness. The high carbon grades
(XXYY, YY≥55) require the proper microstructure (spherodized structure) for best
machining. Hardened and tempered structures tend to make machining more difficult.
The optimum conditions or microstructures for easiest machining of steels depends on
the microstructure. (For example, there are reports of steel with 0.06 to 0.2 wt%
carbon being best machined in the as-rolled condition and steel with a carbon level
of 0.4 to 0.6 wt% being best machined in the coarse lamellar pearlite to coarse spherodite
condition.) Note that all ranges above are nominal values. They can change depending on
concentration of other constituents and the application or other fabrication requirements.
Meaning of the Classification Numbers
1XXX
The first digit "1" when followed by a "0" (e.g. 10XX) signifies steel with no specially
added alloying elements such as chromium or molybdenum. These alloys are considered
plain carbon steel. The second two numbers signify the nominal amount of carbon as
0.XX wt %. For example, 1018 steel has a nominal carbon level of 0.18 wt% with a
variation of several hundredths of a percent. The alloys denoted by 10XX tend to
contain small, e.g. impurity, levels of manganese, phosphorus, and sulfur.
These alloys tend to be easier to machine
than their low alloy counterparts that have comparable carbon concentrations.
The number 11XX means that the alloy is a resulfurized, free machining alloy which
contains additional sulfur. The number 12XX signifies a resulfurized, rephosphorized
alloy in which both the sulfur and phosphorus contents are increased. These alloys are
used because of their good machinability. Higher sulfur levels can reduce the cutting
forces and tool wear in many cutting applications. The sulfur combines with manganese
to form manganese sulfide inclusions which enhance chip formation. Steels with higher
phosphorus levels tend to drill more readily because of improved chip segmentation.
The number 15XX refers to an alloy in which the upper bound on manganese is greater than
1.1 wt%. The actual amount of manganese could be less. The addition of manganese can
increase the strength in the as-rolled state and the ductility in the heat-treated state
depending on carbon level. These higher levels of manganese make hardening easier and
sometimes make machining more difficult.
2XXX
The first digit "2" signifies that the alloy contains additional amounts of nickel.
If the second digit is a "3", the alloy contains about 3.5 wt% nickel. If the digit
is a 5, it contains about 5 wt% nickel. Addition of nickel increases the tensile
strength (highest strength achievable on a stress-strain curve) without a reduction
in ductility (ability of the alloy to elongate under load). All of these alloys contain
small amounts of manganese, phosphorus, sulfur, and silicon.
3XXX
The first digit "3" signifies that the alloy contains additional amounts of nickel
and chromium. Alloys designated as 31XX contain 1.25 wt% nickel and between 0.65 wt% and 0.80 wt%
chromium. Alloys designated as 32XX contain 1.75 wt% nickel and about 1.0 wt% chromium.
Alloys designated as 33XX contain 3.5 wt% nickel and 1.5 to 1.6 wt% chromium. Alloys
designated as 34XX contain 3.00 wt% nickel and about 0.75 wt% chromium. The
concentrations are nominal concentrations with a range allowed. All of the alloys
contain small amounts of manganese, phosphorus, sulfur, and silicon. These alloys
tend to be tough and ductile because of the nickel and exhibit increased wear and
hardenability properties because of the chromium. Some corrosion resistance may be
imparted by the chromium but the alloys are not like stainless steel as far as corrosion
resistance. Chromium concentrations of higher than about 11 wt% to 12 wt% are required before the
alloy behaves from a corrosion standpoint like stainless steel.
4XXX
The first digit "4" signifies that the alloy contains molybdenum. The second digit
signifies the other alloying elements. Following is a table denoting the expected
alloying constituents and their approximate concentration range. All of the alloys
contain small amounts of manganese, phosphorus, sulfur, and silicon. Molybdenum is
a strong carbide former and has a large effect on hardenability and high temperature
hardness. The time to form the correct microstructure tends to be increased resulting
in an increase in quench time. The result is a deep hardening of the material during
heat treatment. For example, the addition of about 1 wt% molybdenum tends to double
the tensile strength. Depending on the concentrations, the alloys tend to possess good
ductility, toughness, and wear resistance. This group of alloys is often encountered
in machining operations. As a group, these alloys are machinable. Heat treating procedure
and the resulting microstructure have the largest effect on machinability. For example,
lean alloy steels (e.g. 40XX) in the as-rolled or annealed condition often machine like
their carbon steel counterparts at similar carbon concentrations.
| Designation |
Molybdenum(wt%) |
Chromium(wt%) |
Nickel(wt%) |
| 40XX |
0.15 to 0.30 |
-------- |
-------- |
| 41XX* |
0.15 to 0.25 |
0.80 to 1.10 |
-------- |
| 43XX* |
0.20 to 0.30 |
0.70 to 0.90 |
1.65 to 2.00 |
| 44XX* |
0.35 to 0.45 |
-------- |
-------- |
| 46XX* |
0.20 to 0.30 |
-------- |
1.65 to 2.00 |
| 47XX* |
0.15 to 0.25 |
0.35 to 0.55 |
0.90 to 1.20 |
| 48XX* |
0.20 to 0.30 |
-------- |
3.25 to 3.75 |
*Some of the constituent concentrations for alloys in this class vary from the amounts
shown because of carbon concentration (0.XX wt%) or other considerations.
5XXX
The first digit "5" signifies that the only additional alloying element is chromium.
Alloys designated as 50XX contain 0.40 to 0.60 wt% chromium. Alloys designated as 51XX
often contain either 0.70 to 0.90 wt% chromium or 0.80 to 1.15 wt% chromium. These
concentrations can vary somewhat depending on the fabrication specification. All of
the alloys contain small amounts of manganese, phosphorus, sulfur, and silicon.
Several alloys are classified as 5XXXX. Alloy 50100 contains 0.40 to 0.60 wt% chromium,
alloy 51100 contains 0.90 to 1.15 wt% chromium, and alloy 52100 contains 1.30 to 1.60
wt% chromium. These alloys contain about 1 wt% carbon and lower amounts of manganese
(0.25 to 0.45 wt%). These alloys tend to be extremely hard and are more difficult to
machine than those above.
6XXX
The first digit "6" signifies that the additional alloying elements are chromium and
vanadium. The only alloys that appear in this category are 61XX with nominally about
1.0 wt% chromium and often a minimum of about 0.15 wt% vanadium. The addition of vanadium
improves the fatigue strength and elastic limit. At the low levels, there may be no
effect on machinability. Heat treatment can affect machinability because of its effect
on microstructure. For example, AISI 6150 machines best when in the annealed condition.
8XXX & 9XXX
The first digit "8" or "9" (except for 92XX) signifies that the alloy is a triple-alloy
steel containing molybdenum, chromium, and nickel. The following table shows
the nominal ranges on the molybdenum, chromium, and nickel in these alloys.
| Designation |
Molybdenum(wt%) |
Chromium(wt%) |
Nickel(wt%) |
| 81XX |
0.08 to 0.15 |
0.30 to 0.55 |
0.20 to 0.40 |
| 86XX |
0.15 to 0.25 |
0.40 to 0.60 |
0.40 to 0.70 |
| 87XX |
0.20 to 0.30 |
0.40 to 0.60 |
0.40 to 0.70 |
| 88XX |
0.30 to 0.40 |
0.40 to 0.60 |
0.40 to 0.70 |
| 93XX |
0.08 to 0.15 |
1.00 to 1.40 |
3.00 to 3.50 |
| 94XX |
0.08 to 0.15 |
0.30 to 0.50 |
0.30 to 0.60 |
| 97XX |
0.15 to 0.25 |
0.10 to 0.25 |
0.40 to 0.70 |
| 98XX |
0.20 to 0.30 |
0.70 to 0.90 |
0.85 to 1.10 |
Some variation in concentrations may occur in each class. Most of these alloys were
developed during World War II. The alloys tend to exhibit qualities that are
independently caused by each of the constituents. Manganese also varies from a
range of 0.3 to 0.5 wt% up to 0.9 to 1.2 wt%.
The alloy 92XX contains larger amounts of silicon, of the order of 1.80 to 2.20 wt%.
This class may also contain small amounts of chromium in addition to the expected
presence of phosphorus, sulfur, and manganese. At the levels in this alloy, silicon
increases yield strength to make the steel better for structural applications.
As stated previously, addition of silicon can make machining more difficult.
Boron or Boron-Vanadium Alloys (XXBXX or XXBVXX)
Alloys which contain boron or boron and vanadium are used for heavy sections or
for materials used in mechanically severe applications. In these alloys, boron
tends to be present at the 0.0005 wt% to 0.003 wt% levels. Vanadium is present
anywhere from 0.10 wt% and higher depending on alloy. The small amounts of boron
when coupled with carbon increase hardenability. This addition of boron and vanadium
has not been reported to significantly affect machinability.
Classification by UNS Number
There are a number of classifications that exist for alloys. The Unified Numbering
System was developed by ASTM and SAE to designate chemical composition. A UNS number
has been assigned to each chemical composition of a metallic alloy. It is not a
specification. The designation consists of one letter and five numerals. The
letter signifies a broad class of alloys. The numerals define specific alloys
within that class. For example, SAE 4140 is UNS G41400 and SAE 4140H is H41400.
The reader is referred to "Properties and Selection: Iron, Steels, and High
Performace Alloys", ASM Handbook, Volume 1 for more details on how to relate UNS
numbers to the above classifications.
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Previous Page: Overview of Tutorial
Next Page: Cast Irons
Return to Table of Contents
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David C. Silverman, Ph.D. - Primary Consultant
E-Mail: dcsilverman@argentumsolutions.com
Phone: 314-576-3586
Fax: 314-754-9825
Address: The Argentum House
14314 Strawbridge Ct.
Chesterfield, MO 63017
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